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Guide to ISO 20607: Instruction Handbooks for Machinery

Ferry Vermeulen Law & Legislation

Creating user manuals that comply with the long list of requirements of the Machinery Directive is a challenging task. 

The person whose responsibility it is to create the user instructions will not only need to master technical communication, but should also be skilled in risk assessing, designing, visualising, usability and legal matters.

But there is hope.

Finally, a standard has been developed that specifically focuses on creating instruction handbooks for machinery.  

If you want to make sure that you fulfil all legal, market, and regulatory obligations for your machinery, applying the ISO 20607 standard is an absolute must.

Not only will the standard help you to comply with the Machinery Directive, it will also help you to create instructions that support your users to work with machinery safely. 

In this guide I’m going to show you everything you need to know about the new ISO 20607 standard for creating instruction handbooks for machinery.

Let’s get this started!

 

 

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The ISO 20607 standard in a nutshell

The ISO 20607 standard for Instruction Handbooks has been developed by ISO, the International Organization for Standardization. 

In one of my other articles, I discuss the 82079-1:2019 standard for Information for Use. This standard has been developed under the IEC/IEEE umbrella. There is a relationship between the two standards. 

At the moment that the development of the IS0 20607 standard started, the committee was not yet aware of the revision of the 82079 standard. When they did become aware of this fact, the scope changed.

The current 20607 standard is now based on the 82079 standard and should be seen as an enhancement to the 82079 standard that contains additional guidelines for developing instruction handbooks for machinery specifically.

Many guidelines, as described in the 82079 standard have not been repeated in the 20607 standard, such as how to write clear texts or apply the principles of minimalism. 

So what are the shortcomings of the 82079 standard and what does the 20607 standard include that the 82079 standard does not cover? In other words: why do we need a standard for machinery only?

The 20607 standard provides safety specifications for machinery that are more specific than the 82079 standard. There is a strong relationship between the ISO 12100 standard for risk assessment and risk reduction. 

ISO 12100 standard is intended for machinery only, so this standard has not been taken into account for the development of the 82079 standard .

The 82079 standard is developed for a broad scope of products, ranging from toys to machinery and leaves it up to the technical writer to decide what requirements to use for a specific product, regardless whether this is a toy, machine or medical device.

Therefore the scope of the 20607 standard is described as “specifying requirements for the machine manufacturer for the preparation of the safety-relevant parts of an instruction handbook for machinery”. 

The 20607 standard covers all provisions from section 1.7.2.4. of the Machinery Directive and therefore covers the Directive in full (except for the requirement on noise emission as this is covered by other standards). The 82079 standard does not specifically cover all these provisions of the machinery directive.

Because the 20607 standard should be considered as an addition to the 82079 standard , both standards should be applied when you are creating an instruction handbook for machinery. 

When you apply both standards (as soon as they are harmonised) when developing your instruction handbook, you create the highest possible presumption of conformity with the corresponding requirements of harmonisation legislation.

According to the 20607 standard, an instruction handbook created in accordance with the standard is intended to inform the readers in such a way that after reading it, they are aware of how to use the machinery safely according to its intended use during the full life cycle of the machinery. 

The ISO standard is a type-B standard. Type-B standards are standards that deal with specific aspects of machinery safety, whereas type-A standards specify basic concepts (such as the EN ISO 12100) and type C standards provide specifications for a certain category of machinery.

But like the 82079 standard, the 20607 standard still provides general guidelines to follow in order to comply with the Machinery Directive. It remains up to the technical writer to use these guidelines to create clear and safe instructions for a specific type of machinery.

As an example, the 20607 standard states that the instruction handbook must include installation instructions. However, it is not described in much further detail what these installation instructions must contain exactly. 

So, focussing on machinery and as an enhancement to the 82079 standard, the 20607 standard covers the following topics: 

  • Content and structure of the instruction handbook;
  • Language and formulation/style guide;
  • Forms of publication.

The reason that the content and structure is part of the standard, is to comply with section 1.7.4.2 of the Machinery Directive. This section clearly describes the content of the instructions for machinery.

The content of machinery often differs from the content of other product groups. For example, for machinery you should include a spare part list or commissioning instructions. This kind of information is of less significance for toys. 

Language requirements for machinery differ slightly from those of other products. I will discuss that later.

Also, the form of publication will be discussed later in this article. The 20607 standard creates much more freedom when it comes to electronic distribution of instruction handbooks, compared with how this was interpreted in the Guide to Application of the Machinery Directive. 

Let’s discuss the main topics of the 20607 standard in further detail.

The relationship between the 20607 and 12100 standards

ISO 12100 is the standard for risk assessment and reduction of machinery. Basically, there are three ways to reduce risks that are related to the use of machinery.

Risks can be reduced by improving the design, taking safety measures, or by providing information, such as warnings and  instructions. Risk reducing measures have to be conducted in the described order.

As such, the ISO 12100 standard considers the drafting of information for use as an integral part of the design of a machine. 

A standard that specifically gives requirements about the information for use for machinery has always been obsolete. The ISO 20607 standard fills this gap and provides further requirements on information for use given in ISO 12100.

Terms and definitions given in ISO 12100 also apply to the ISO 20607 standard and/or have been taken over, such as instruction handbook

The instruction handbook is defined as the part of the information provided by the machine manufacturer to the machine user that contains instructions and advice concerning the use of the machinery during all phases of its life cycle.

Risk Assessment

The relationship between the 20607 and the Machinery Directive

ISO 20607 covers almost all requirements on instruction manuals as given in the Machinery Directive 2006/42/EC.

According to the Machinery Directive, each instruction manual must contain, where applicable, at least the following information:

  1. The business name and full address of the manufacturer and of his authorised representative;
  2. The designation of the machinery as marked on the machinery itself;
  3. The EC declaration of conformity;
  4. A general description of the machinery;
  5. The drawings, diagrams, descriptions and explanations necessary for the use, maintenance and repair of the machinery and for checking its correct functioning;
  6. A description of the workstation(s);
  7. The intended use of the machinery and its reasonably foreseeable misuse;
  8. Warnings concerning ways in which the machinery must not be used that experience has shown might occur;
  9. Assembly, installation and connection instructions, including drawings, diagrams and the means of attachment and the designation of the chassis or installation on which the machinery is to be mounted;
  10. Instructions relating to installation and assembly for reducing noise or vibration;
  11. Instructions for the putting into service and use of the machinery and, if necessary, instructions for the training of operators;
  12. Information about the residual risks that remain despite the inherent safe design measures, safeguarding and complementary protective measures adopted;
  13. Instructions on the protective measures to be taken by the user;
  14. The essential characteristics of tools which may be fitted to the machinery;
  15. The conditions in which the machinery meets the requirement of stability;
  16. Instructions with a view to ensuring that transport, handling and storage operations can be made safely;
  17. The operating method to be followed in the event of accident or breakdown;
  18. The description of the adjustment and maintenance operations that should be carried out by the user and the preventive maintenance measures that should be observed;
  19. Instructions designed to enable adjustment and maintenance to be carried out safely;
  20. The specifications of the spare parts to be used, when these affect the health and safety of operators;
  21. The following information on airborne noise emissions:
    • The A-weighted emission sound pressure level at workstations, where this exceeds 70 dB(A); where this level does not exceed 70 dB(A), this fact must be indicated,
    • The peak C-weighted instantaneous sound pressure value at workstations, where this exceeds 63 Pa (130 dB in relation to 20 µPa),
    • The A-weighted sound power level emitted by the machinery, where the A-weighted emission sound pressure level at workstations exceeds 80 dB(A).
  22. Where machinery is likely to emit non-ionising radiation which may cause harm to persons, in particular persons with active or non-active implantable medical devices, information concerning the radiation emitted for the operator and exposed persons.

ISO 20607: Use terminology and wording wisely to create a clear handbook

ISO 20607 emphasises that the instruction handbook must be comprehensible and that the use of standardised terms, recognisable technical terms and explanations of terms that are necessary to use is the way to meet this requirement.

Also, the handbook must be as simple and as brief as possible. This can for example be achieved by enhancing text with pictograms and drawings, the use of simple sentences and avoiding the use of synonyms.

Tables and bullet lists can present some information clearer than long texts. Chronological, logical and sequential writing will make instructions easier to understand. 

Using a proper writing style and right vocabulary ensures that readers can understand information in the handbook more easily.

Always begin instructions with the goal. This can be “changing the oil” or “installing the machinery”. 

Always take the target group into account when writing your instructions. Avoid using jargon and use wording that the reader is likely to understand.

avoid jargon

Use consistent, accurate, unambiguous, complete, logical, concise and simple wording.

Annex C - Recommendations for writing instructions gives guidelines and recommendations for sentences and words that preferred and those that should be avoided. 

For example, the appendix states to use the active voice and gives ‘clean the machine’ as a preferred example and ‘make sure that the machine is clean’ as the non-preferred example.

Over 20 other guidelines are listed in Annex C with an evenly balance of preferred and non-preferred examples. The guidelines include directions on the use of references, unambiguity, the use of nouns vs. pronouns etc.

A clear instruction can contain the following parts:

  • The number of the step;
  • The instruction itself;
  • The purpose or reason of the instruction;
  • The effect of the instruction/checking if the instruction has been completed successfully.

 Example:

  1. Press the button to clean the machine. The brush starts rotating.

In order to be clear, warnings should contain the signal word, the nature of the hazard, any possible injury or damage and information on how to avoid damage. 

Example: 

DANGER! Highly corrosive chemicals. Risk of severe eye and skin injuries. Avoid contact Wear eyes and body protection.

Include all the content relevant for each phase of the life cycle 

The Machinery Directive gives requirements for the content of the instructions. Also the ISO 12100 standard requires the inclusion of all content that may be used during the full life cycle of the product.

As an answer to this, the 20607 standard provides an example of how a handbook can be structured. In other words: how the table of contents of handbook could look like. Of course, the table of contents should be further tailored to the needs of the user of the specific machinery. 

Title page

Table of contents

Introduction to/purpose of this instruction handbook

Safety

  • Machine description
  • Intended use
  • Key machine specifications
  • Controls and displays descriptions
  • Floor plan/layout

Transportation, handling and storage

  • Transporting the machine and/or the components
  • Handling the machine and/or the components
  • Storing the machine and/or the components

Assembly, installation and commissioning

  • Assembly/integration of the machine
  • Positioning of the machine
  • Mechanical, pneumatic, hydraulic and electrical installation
  • Check and test of safety systems
  • Installation check
  • Commissioning

Original equipment manufacturer settings

  • Mechanical settings and synchronization
  • Safety-related (setting) parameters
  • Pneumatic, hydraulic, electrical and vacuum settings
  • Other settings

Operation

  • Operating modes
  • Machine start-up and shut-down
  • Sequence or chronology of operations
  • Other operating instructions, if applicable

Product or capacity changeover

  • General product or capacity changeover information
  • Product-specific set-up information

Inspection, testing and maintenance

Cleaning and sanitizing 

Fault finding/troubleshooting and repair

  • General fault finding/troubleshooting and repair information
  • Troubleshooting chart (electrical engineering)
  • Troubleshooting of electrical sensors, vacuum systems, pneumatic systems and hydraulic systems

Dismantling, disabling and scrapping

Documents and drawings

  • Documents
  • Drawings 
  • Part list

Index

Glossary

Annexes

Section 5 of the ISO 20607 standard describes this structure of a handbook in much further detail. This is definitely where the 20607 standard is a great addition to the 82079 standard and where most of the Machinery Directive requirements can be perfectly met.

As the ISO 20607 standard distinguishes itself from the 82079 standard by giving more specific  requirements on the safety specifications for machinery, let’s have a closer look at this section. 

A great improvement of the 20607 standard compared to other standards in regard to information for use, is the requirement to include safety information where the task is described, meaning that you should warn the user where a risk could occur.

Practically, this can be at the beginning of a section or embedded in a specific step. All safety requirements that are not restricted to specific tasks can be provided together in a specific section of the handbook.

embedded safety message

Example of an instruction with an embedded safety message

All warnings about potentially hazardous situations that can occur during the intended use and reasonably foreseeable misuse must be given. 

Also, the operating method to be followed in the event of accidents or breakdowns must be included. For example, this can be a description of the location of the emergency stop or the instructions to get medical support.

A description of the fire-fighting equipment to be used shall be given as well. When oil or gas catches fire, the use of fire-fighting equipment using water should be avoided.

When possible emission or leakage of hazardous substances can occur, information on this has to be provided. If applicable, instructions on how to fight their effects shall be given.

How to present and format your instruction handbook

You can create a single instruction handbook or a set of separate documents. For example, you might want a separate document for the installation, maintenance or use of a machine. Other reasons to split a handbook might include because a single document is too large or complex, or you want a seperate handbook for each different target group.

When you do decide to bundle all the information for different audiences into one document, make sure to clearly indicate which part is for whom.

Make sure to use fonts and font sizes that are sufficiently clear and large enough to ensure legibility. As a guideline, use an 8-point to 14-point font for paragraph-text in printed documentation.

The ISO 20607 standard contains the table that is used in the 82079 standard with minimum recommended font sizes and heights of safety signs and symbols. Safety information should be clearly recognisable from other information. This kind of information can be emphasised using bold and italic fonts, lines, frames or colours. 

Use headings to help the user find what they are looking for. Short and clear meaningful headings work best. The heading ‘Replacing oil’ is more meaningful than ‘Maintenance’. 

Can you publish your instruction handbook online?

This has always been a hot topic as the Machinery Directive itself is not very clear about this.

The Machinery Directive does require that ‘Before placing machinery on the market and/or putting it into service, the manufacturer or his authorised representative shall provide, in particular, the necessary information, such as instructions’.

However, it is not mentioned in which format the instructions should be provided and if this must be printed and included with the product, or whether these can be provided online.

The Guide to Application of the Machinery Directive states the following:

Section 1.7.4 does not specify the form of the instructions. It is generally agreed that all health and safety related instructions must be supplied in paper form, since it cannot be assumed that the user has access to the means of reading instructions supplied in electronic form or made available on an Internet site. However, it is often useful for the instructions to be made available in electronic form and on the Internet as well as in paper form, since this enables the user to download the electronic file if he so wishes and to recover the instructions if the paper copy has been lost. This practice also facilitates the updating of the instructions when this is necessary.

Although the Guide is not legally binding, it has always been generally agreed that user instructions should be provided in paper form, at least the health and safety related information.

This might change as soon as the 20607 standard becomes harmonised.

Section 7 of the standard states that the instruction handbook must be provided as agreed with the customer, taking into account local legislation of the country where the machinery is placed on the market and/or put into service for the first time.

This means that in principle the handbook can be a paper handbook, placed on an electronic storage medium (such as a cd, usb-stick or on a device accompanying the machinery), published online or have a visual or auditory form.

online user guide

Should you translate your instruction handbook?

Also when it comes to translating your instruction handbook, the 20607 standard mentions that the agreement with the customer is leading, but again, local legal requirements should be taken into account.

This is different from what the Machinery Directive itself requires. 

According to the Directive, all machinery must be accompanied by instructions in the official language or one of the official languages where the machinery is placed on the market and/or put into service. 

As an exception, the Directive allows the maintenance instructions intended for use by specialised personnel mandated by the manufacturer or his authorised representative, to be supplied in only one language which the specialised personnel understands. 

Also, it is remarkable that the requirement to mention whether the handbook regards the original instructions or a translation of the original instructions can’t be found in the 20607 standard. 

Conclusion

Well, there is a lot to say about creating instruction handbooks for Machinery according to ISO 20607 as you can see!

And I have more or less only covered those aspects that are an addition to the IEC/IEE 82079 standard .

I think the 20607 standard is a great standard and by applying it, you don’t just create compliant instruction handbooks.

Your instructions will be super clear and user-friendly as well and your readers will simply love using your machinery.

So, create some awesome instructions and save some lives out there!

If you find that this post is helpful to you, I would appreciate it if you could  leave a comment below or contact me for any inquiries.

Also, listen to this podcast in which I interview Martin Rieder, who was part of the committee that developed the 20607 standard.

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